INTRODUCTION
Air duct leakage should be a concern to both the designer and the
building owner because of its potential impact on initial construction costs,
energy usage, and system performance.
Every duct system requires power. Power drives the fan or blower
unit needed to move the air over or through the resistance elements and power
operates the compressor or heating elements depending on the desired function.
No matter the size, the total benefit of the duct system is based and measured
on the peak fan efficiency for that system.
BACKGROUND
Small commercial buildings typically use a packaged air-handling
unit where all of the supply and return air ductwork is in the conditioned
space. If the design airflows are not properly delivered to the building HVAC
loads, the occupants will respond with corresponding higher or lower
temperature settings to meet their comfort requirements. The end result is
higher energy costs.
In large complex buildings, particularly those with variable air
volume systems (VAV), recent research has found that a more complex interaction
occurs which requires computer simulation to quantify the energy impact. The
Public Interest Energy Research Program (PIER) reported, “… when conditioned
air leaks from the supply ducts, the heating or cooling energy associated with
leakage heats or cools the return air and changes its temperature (and
enthalpy).”
1
Typically “…one third of the total annual energy consumption is
related to HVAC (heating, ventilation, and cooling). In addition, 39 percent of
this HVAC consumption is associated with fan operation.”
2DUCTWORK
The key elements influencing ductwork leakage start with the very
basics - size, shape, and construction materials. Ductwork is made from a wide
range of materials - galvanized steel, carbon steel, aluminum, stainless steel,
fiberglass, polyvinyl chloride (PVC), polyvinyl steel (PVS), duct board, and
others. Perhaps the most common material used is galvanized steel. Ductwork is
available in rectangular, round, and flat oval geometric shapes. The particular
shape that is selected for a specific system should adhere to minimizing the
initial installed cost and annual operating costs, as well as conform to the
constraints of the building envelope.
There are many reasons why the Sheet Metal and Air Conditioning
Contractors’ National Association (SMACNA) HVAC Systems Duct Design Manual
recommends the following:
1. Use the minimum number of fittings;
2. Consider the use of semi-extended plenums;
3. Seal ductwork to minimize air leakage;
4. Consider using round duct; and
5. When using rectangular ductwork, maintain
an aspect ratio as close to 1-to-1 as possible.
There are several reasons for specifying round ductwork versus
rectangular ductwork:
1. Lowest possible duct friction loss for a
given perimeter;
2. Lowest weight based upon the same airflows,
pressures, and friction loss rates;
3. Requires less supports per running foot;
4. Handles negative pressures with less weight
and reinforcement;
5. Handles higher air velocities than
rectangular ductwork while achieving the same acoustic design
criteria
6;
and
6. Least expensive to seal for air leakage.
DUCTWORK SEALING
The engineering community has traditionally specified SMACNA’s
three distinct duct sealing classes (A, B, or C), which differ in their
requirements for sealing the transverse joint, longitudinal seams, and duct
penetrations. Typically the designer will specify a Seal Class and a percentage
of the design airflow as an acceptable air leakage rate.
As reported in the SMACNA 1990 HVAC Systems Duct Design Manual,
duct leakage previously specified as an arbitrarily established percentage of
the airflow was impossible to attain by the installing contractor. Joint
research conducted by SMACNA and the American Society of Heating, Refrigerating
and Air-Conditioning Engineers (ASHRAE) has since developed a methodology used
to relate the amount of ductwork leakage to the ductwork surface area and the
design static pressure independent of the actual airflow in the ductwork.
SMACNA publishes a table (Table 1) that correlates the Seal Class
(A, B, or C) and the Leakage Class (typically 3, 6, 12, or 48). Obviously, this
assumes a superior application of sealants to the ductwork system.
ASHRAE’s Energy Standard 90.1 recognizes the Leakage Class method
for
L
max
= C
LP
0.65
where:
L
max
= maximum permitted leakage in cfm/100 ft
2 ductwork surface
area
C
L =
duct leakage class, cfm/100ft
2
at 1 inch water gauge
P = test pressure, which shall be equal to the design duct
pressure class rating in inches water column
In addition, the leakage class recognizes that under the best
conditions, rectangular ductwork will leak air at a rate twice greater than
round.
METHODS OF SEALING DUCTWORK
Various recognized methods of sealing ductwork also vary in
degrees of cost, quality, visual appearance, and performance. Choices range
from various types of flanges, to slip fit connections that require liquids,
mastics, tapes, or heat-applied materials to seal the joints. In addition,
several ductwork manufacturers offer a factory-applied gasket with self-sealing
characteristics that do not require the field application of external sealants.
Exposed ductwork remains in vogue with the architectural tastes of both
designers and building owners, a trend that requires more attention be paid to
the ductwork sealing methods than in the past because of the visual aesthetics.

Click on the table for an enlarged view.
ENERGY COSTS
A typical response to unanticipated ductwork air leakage has
been:
1. Increased design airflows which increase
the initial construction costs for equipment and ductwork;
2. Increased fan energy;
3. Increased energy for heating, cooling, and
dehumidifying the air stream;
4. Increased difficulty in air balancing the
system airflows;
5. Impacts on indoor air quality (IAQ); and
6. Compromised occupant comfort.
Computer simulations previously reported through PIER
1 and confirmed by actual
field measurements found the impact of air duct leakage on the total energy
used to condition the occupied space as follows:
• “…the increase in total annual HVAC site energy is 2 percent –
14 percent” and this
• “…includes supply and return fan electricity consumption,
chiller and cooling tower electricity consumption, boiler electricity
consumption, and boiler natural gas consumption.”
For a less complex constant volume system, the annual increase in
energy consumption for the supply fan alone (Table 2) ranges from 4 percent for
a Leakage Class 6 system to 101 percent for a Leakage Class 48. Leakage Class 3
is the tightest leakage class currently recognized by SMACNA and ASHRAE. A
Leakage Class 48 is what one may expect with unsealed rectangular ductwork and
is the highest recognized leakage class. This table represents what would be
expected in an actual operating system based upon: changes in the system
delivered cfm (CFM
2)
due to air leakage; revised system total static pressure (TSP
2) as calculated using
established fan laws; and the actual required fan brake horsepower
(BHP
2)
using the published fan performance data from a nationally recognized fan
manufacturer.
CONCLUSIONS
HVAC systems account for upwards of 40 percent of a building’s
annual energy usage. High efficiency equipment is one way to reduce annual
utility costs; however, understanding the different styles of duct systems and
the impact of duct leakage is key to realizing maximum system efficiency.
References
1. The Public Interest Energy Research (PIER) Program, “Duct
Leakage Impacts on VAV System Performance in California Large Commercial
Buildings,” Contract Number 400-99-012-1, conducted by the Energy Performance
of Buildings Group, Environmental Energy Technologies Division of the Lawrence
Berkeley National Laboratory (Published October 2003)
2. California Energy Commission Year 2000 Energy
Estimates
3. SMACNA HVAC Duct Construction Standards
4. SMACNA HVAC Systems Duct Design
5. ASHRAE 90.1
6. ASHRAE 2003 HVAC Applications Chapter 17 Sound and Vibration
Control
Reprinted with permission from Lindab Inc.’s Duct
Leakage White Paper. Lindab manufactures spiral ductwork and fittings for
indoor climate solutions. For more information, visit www.lindabusa.com.
Publication date: 04/21/2008
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